Study material for Regulatory Examinations

If you’re registered as a Financial Services Provider (FSP) in the role of a representative or key individual, then you’re required by law to write the industry Regulatory Examinations (RE).

A representative is someone who provides a financial service, while a key individual is a person who oversees the activities of an FSP or a representative.

Industry REs kick off in February 2011, so Etana will be running a Summer School to make sure your RE accREDitation is as easy as ABC.

Click here to download the key individual study material.
Click here to download the representative study material.